Head Of Regulatory Compliance - VP

I hope this message finds you well. My client is a global bank located in Dallas, TX looking to bring on board a “Head Of Regulatory Compliance - VP” to join their team. This role is full time in the office.

Responsibilities:

Compliance Policies: Develop, maintain, and revise compliance policies and procedures in adherence with regulatory requirements.

Provide guidance and communication on the Compliance Management Program for the Community Bank operations. Provide recommendations to various business units regarding the implementation of new rules and regulations.

Monitor regulatory changes and updates to ensure compliance with GLBA, Reg E, CRA, TILA, TISA, and other federal and state regulatory requirements.

Work with department managers and staff to help in understanding and implementing regulatory changes that impact the Bank’s processes, products, services, or clients.

Monitor bank activities to detect and address potential compliance issues, as well as prepare and submit required regulatory reports and filings.

Identify potential areas of compliance vulnerability and risk.

Develop and implement corrective actions plans for resolution as needed.

Perform regulatory research in response to business unit compliance inquiries, projects, and changes.

Assist departments in performing risk assessments.

Coordinate and assist in the administration of independent, state and federal regulator and auditor examinations and reviews.

Provide responses to regulatory examinations and audits and document actions taken to ensure identified deficiencies are corrected.

Ensure timely and accurate CTR filings.

Create and deliver reports regarding all aspects of the compliance program to bank leadership, committees, and the Board.

Ensure proper reporting of any violations or potential violations as appropriate and/or required.

Design, administer, and track Compliance Training Program.

Educate managers and employees of key compliance risks and the steps to mitigate those risks.