Latest from Marc Gilman
With the finance world now leveraging tech to conduct business, financial services regulators are also developing new tech to monitor markets, supervise institutions and for administration.
FINRA’s AI Report is particularly interesting for fintechs since it explores how firms are deploying AI as well as the agency’s expectations for AI oversight.
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Recommendations for fintech startups navigating the procurement process
Payments and lending spring to mind as “classic” fintechs, but other models like regtech, compliance, human resources and marketing are on the ascent.
Technology has been used to manage regulatory risk since the advent of the ledger book (or the Bloomberg terminal, depending on your reference point). However, the cost-consciousness internalized…
